Financial law

Results: 74731



#Item
481United States securities law / Economy / Finance / Law / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Uniform Securities Act / Registered representative / North American Securities Administrators Association / Joseph Borg / Securities Act / Filing

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-08-03 14:20:30
482Finance / Money / Economy / Investment / Financial services / European Union law / Systemic risk / Undertakings for Collective Investment in Transferable Securities Directive / Hedge fund / Investment fund / Common contractual fund / Depository bank

LIQUID ALTERNATIVES Why Ireland for Alternative UCITS irishfunds.ie INTRODUCTION

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Source URL: files.irishfunds.ie

Language: English - Date: 2015-10-06 17:24:09
483Economy / Finance / Money / Financial markets / Systemic risk / Financial regulation / Financial services / Corporate law / European Market Infrastructure Regulation / Trade Repository / Derivative / Markets in Financial Instruments Directive

SWISS TRADING & SHIPPING ASSOCIATION STSA Working Paper FMIA (FinfraG / LIMF) JunePage|1

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Source URL: www.stsaswiss.ch

Language: English - Date: 2016-06-30 06:12:13
484Economy / Finance / Money / Financial services / European Union directives / Corporate law / Alternative Investment Fund Managers Directive / European Union / Stock market / Security / Prime brokerage / Financial market

Reply form for the Guidelines on asset segregation under the AIFMD 1 December 2014 Date: 1 December 2014

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Source URL: files.irishfunds.ie

Language: English - Date: 2015-05-24 09:55:53
485Bahrain / Bahraini law / Law / Financial regulation / Terrorism / Money laundering / Tax evasion / Public Security Forces / Ministerial order / House of Khalifa

Microsoft Word - pdf - Copy (4)

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Source URL: www.bahrainfiu.gov.bh

Language: English - Date: 2011-10-31 03:00:10
486Finance / Money / Economy / Financial institutions / Insurance / Turks and Caicos Islands / Life insurance / Chartered Insurance Institute

TURKS AND CAICOS ISLANDS CHAPTERINSURANCE ORDINANCE and Subsidiary Legislation showing the law as at 31 December 2014

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Source URL: www.tcifsc.tc

Language: English - Date: 2015-07-10 11:34:43
487Finance / Economy / Money / Financial services / Primary dealers / Investment banks / Banking / Offshore finance / Trust company / Estate tax in the United States / Trust law / Bank

US Trust Collateral L4 Template

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Source URL: www.ustrust.com

Language: English - Date: 2016-05-25 11:34:39
488Law / Arbitration / Financial Industry Regulatory Authority / United States securities law / Arbitral tribunal / Securities Exchange Act / Securities regulation in the United States / Forum / U.S. Securities and Exchange Commission / United States Arbitration Association / Consumer arbitration

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:33
489Civil procedure / Legal documents / Law / Political spectrum / Politics / Complaint / Cause of action / Equal opportunity

WE BELIEVE IN EQUAL OPPORTUNITY Equal opportunity is the law It is against the law for this recipient of Federal financial assistance to discriminate on the following basis: against

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Source URL: esdorchardstorage.blob.core.windows.net

Language: English - Date: 2015-11-25 15:39:14
490Economy / Law / Financial crimes / Tax evasion / Organisation for Economic Co-operation and Development / Financial regulation / Financial Action Task Force on Money Laundering / Money laundering / Politically exposed person / Beneficial ownership / Terrorism financing / Asia/Pacific Group on Money Laundering

INTERNATIONAL STANDARDS ON COMBATING MONEY LAUNDERING AND THE FINANCING OF TERRORISM & PROLIFERATION The FATF Recommendations

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Source URL: www.nrb.org.np

Language: English - Date: 2015-03-02 00:21:44
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